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The Evolution of the Modern Stock Market (Parts 1 - 6):

Joint-Stock Company

A business structure where ownership is divided into tradable shares.

Stock Exchange

A marketplace for buying and selling shares. The New York Stock Exchange (NYSE) was born from the Buttonwood Agreement of 1792.

Buttonwood Agreement

The 1792 agreement that established the foundational rules for the NYSE. 

Government Bonds

Debt issued by a government. These were the first major securities traded on the NYSE. 

Speculation

The practice of engaging in risky financial transactions in an attempt to profit from short-term market fluctuations. 

Capital Gains

The profit made from selling an asset for a higher price than its purchase price. 

Margin Trading

The practice of buying stocks with borrowed money, which fueled the 1920s bubble. 

The Great Crash of 1929

The catastrophic stock market collapse that triggered the Great Depression. 

Securities and Exchange Commission (SEC)

The U.S. government agency created in 1934 to regulate the stock market and protect investors.

Institutional Investors

Large organizations that invest on behalf of their members or clients. Key examples from this era are mutual funds and pension funds. 

Value Investing

An investment strategy that focuses on identifying undervalued stocks by analyzing a company's fundamental financial health, such as its earnings, assets, and debts.

Benjamin Graham

An influential investor and professor, widely considered the "father of value investing."

Mutual Funds

Investment vehicles that pool money from many investors to purchase a diversified portfolio of securities. 

Pension Funds

Funds established by employers or unions to provide retirement income to employees, which invest heavily in the stock market for long-term growth.

Michael Milken

A powerful American financier who is widely credited with creating the market for high-yield bonds ("junk bonds").

Deregulation

The reduction or elimination of government regulations, which in the 1980s spurred financial innovation. 

High-Yield Bonds ("Junk Bonds")

Bonds issued by companies with lower credit ratings that offer higher interest rates to compensate for higher risk.

Fallen Angels

A term for bonds that were originally issued with a high, investment-grade rating but have since been downgraded to junk status due to a decline in the issuer's financial health.

W. Braddock Hickman

An economist whose 1958 study, Corporate Bond Quality and Investor Experience, provided the intellectual foundation for the modern junk bond market by showing they offered superior risk-adjusted returns. 

Leveraged Buyout (LBO)

The acquisition of a company using a significant amount of borrowed money (leverage) to meet the cost of acquisition.

Mergers and Acquisitions (M&A)

The consolidation of companies. The 1980s saw a massive boom in this activity.

Shareholders

The owners of a company's stock. The 1980s saw a new focus on maximizing value for shareholders. 

Black Monday

The name for the global stock market crash on October 19, 1987. 

Private Equity

A modern asset class where investment funds buy and manage companies, often using the LBO model pioneered in the 1980s.

NASDAQ

The world's first electronic stock market, which became famous as the home for most of the major tech companies during the Dot-Com Boom.

Venture Capital

A form of private equity financing that is provided to startups and early-stage companies with high growth potential. A flood of venture capital fueled the Dot-Com Bubble.

Initial Public Offering (IPO)

The first time that the stock of a private company is offered to the public. The late 1990s saw a frenzy of tech IPOs.

Irrational Exuberance

A term used to describe a state of unjustified and unsustainable investor optimism that inflates asset prices far beyond their fundamental value. 

P/E Ratio (Price-to-Earnings ratio)

A traditional valuation metric that compares a company's stock price to its per-share earnings. These were often ignored during the Dot-Com Bubble. 

Mary Meeker

An influential venture capitalist and former Wall Street analyst famous for her annual "Internet Trends Report."

2008 Financial Crisis

A severe global economic crisis that originated in the U.S. subprime mortgage market and developed into a global banking crisis after the collapse of Lehman Brothers. 

Subprime Mortgage

A home loan offered to borrowers with poor credit scores, indicating a higher risk of default.

Collateralized Debt Obligation (CDO)

A complex financial product that pools together assets like mortgages and repackages them into tranches to be sold to investors. 

Credit Default Swap (CDS)

A financial derivative that functions like an insurance policy on a debt product. The seller of the CDS agrees to compensate the buyer if the underlying loan defaults.

Leverage

The use of borrowed money to increase the potential return of an investment, which also magnifies losses. 

Michael Burry

An investor famous for being one of the first to recognize and profit from the subprime mortgage crisis. 

Lehman Brothers

A major global financial services firm that collapsed in September 2008, marking the pivotal moment of the crisis.

AIG

An American insurance corporation that required a massive government bailout due to its extensive issuance of CDSs. 

Dodd-Frank Act

A comprehensive U.S. financial reform law passed in 2010 in response to the 2008 crisis, aimed at increasing regulation and preventing another systemic collapse.

High-Frequency Trading (HFT)

A type of algorithmic trading characterized by high speeds and high turnover rates, which came to dominate market volume in the post-crisis era.

Thematic ETFs

Exchange-Traded Funds that focus on specific investment themes or sectors, such as robotics, clean energy, or cybersecurity.

Retail Investor

An individual, non-professional investor who buys and sells securities for their personal account.

"Meme Stocks"

Stocks that experience rapid and often extreme price increases driven primarily by social media hype and coordinated retail investor activity. 

Social Media

Online platforms used for social networking, which became a powerful tool for coordinating retail investors during the "meme stock" phenomenon. 

Sources for The Evolution of the Modern Stock Market (Part 1): A Recap of a

  • "The World's First Stock Exchange" by Lodewijk Petram
  • "Wall Street: A History" by Charles R. Geisst
  • "The Great Crash 1929" by John Kenneth Galbraith
  • "The Transformation of Wall Street" by Joel Seligman
  • "A Financial History of the United States" by Jerry W. Markham

Sources for The Evolution of the Modern Stock Market (Part 2): The Post-War

  • "The Intelligent Investor" by Benjamin Graham
  • "A History of the Mutual Fund Industry" by the Investment Company Institute (ICI)
  • "Stocks for the Long Run" by Jeremy Siegel
  • "The Go-Go Years: The Drama and Crashing Finale of Wall Street's Bullish 60s" by John Brooks

Sources for The Evolution of the Modern Stock Market (Part 3): The Roaring

  • "The Predators' Ball" by Connie Bruck
  • "Den of Thieves" by James B. Stewart
  • "Barbarians at the Gate: The Fall of RJR Nabisco" by Bryan Burrough and John Helyar
  • Corporate Bond Quality and Investor Experience by W. Braddock Hickman
  • World History Encyclopedia, "Black Monday (1987)"

Sources for The Evolution of the Modern Stock Market (Part 4): The Dot-Com

  • "Dot.con: How America Lost Its Mind and Money in the Internet Bubble" by John Cassidy
  • "Irrational Exuberance" by Robert J. Shiller
  • "Dot-Bomb: The Rise and Fall of Internet Giants" by Ken Auletta
  • "Journey Through Time: A Comprehensive History of Venture Capital" from GoingVC
  • Investopedia, "Dotcom Bubble Definition"

Sources for The Evolution of the Modern Stock Market (Part 5): The 2008 Fin

  • "The Big Short: Inside the Doomsday Machine" by Michael Lewis
  • "Too Big to Fail: The Inside Story of How Wall Street and Washington Fought to Save the Financial System—and Themselves" by Andrew Ross Sorkin
  • "The Financial Crisis Inquiry Report" by the U.S. Government
  • "More Money Than God: Hedge Funds and the Making of a New Elite" by Sebastian Mallaby

Sources for The Evolution of the Modern Stock Market (Part 6): The Modern P

  • "Dodd-Frank Wall Street Reform and Consumer Protection Act" (U.S. Congress, 2010)
  • "Flash Boys: A Wall Street Revolt" by Michael Lewis
  • "The Rise of Meme Stocks" by Katherine Ante et al. (The Review of Financial Studies, 2023)
  • "Money Stuff" by Matt Levine (Bloomberg Opinion)
  • U.S. Securities and Exchange Commission (SEC) archives and reports

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